*Corresponding Author:
J. O. Kim
College of Pharmacy, Yeungnam University, 214-1, Dae-Dong, Gyeongsan 712-749, South Korea
E-mail: [email protected]
Date of Submission 21 August 2018
Date of Revision 10 Deceember 2018
Date of Acceptance 02 April 2019
Indian J Pharm Sci 2019;81(3):474-482  

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In this investigation, a smart nanocarrier-loaded docetaxel, a microtubules disrupting agent and vorinostat, a histone deacetylase inhibitor was developed to achieve a synergistic anticancer effect. Dual drug-loaded lipid polymer hybrid nanoparticles were prepared, with easy fabrication and favorable properties including small size, narrow distribution and a high loading efficacy. The in vitro drug release conducted in phosphate-buffered saline, pH 7.4 and acetate-buffered saline, pH 5.5 media demonstrated the sustained, pH-dependent release profile. The nanoparticles were effectively taken up by cells, which ensured greater suppression of cell growth. The co-delivery of both drugs exhibited a synergistic effect on the induction of cancer cell apoptosis, resulting in greater inhibition of SCC-7, MCF-7, and MDA-MB-231 cancer cells by the drug-loaded carrier. These promising results may lead to clinical applications with enhanced docetaxel activity.


Docetaxel, vorinostat, combination therapy, lipid carrier, pH sensitive polymer

With an estimated 1.67 million new cases diagnosed in 2012, breast cancer is considered to be the second most common cancer type in the world. In terms of abnormal cell growth, it presents the most severe threat to women [1,2]. One treatment strategy is chemotherapy with docetaxel (DTX, Taxotere®), the most common anticancer drug used against breast cancer [3,4]. DTX has been reported to induce cell cycle arrest and apoptosis through binding and inhibition of the depolymerisation of the α-tubulin subunit of microtubules [5]. Although it has contributed greatly to antibreast cancer therapies, resistance to DTX has become a risk to patients [6,7]. Among the many strategies to overcome this drawback, combinatorial formulations, with the co-delivery of two drugs, have been successfully developed to reverse multiple drug resistance in in vitro as well as in vivo cancer models [8-10]. In case of DTX, Shi et al. investigated a combination with vorinostat (VRS), a histone deacetylase inhibitor, to enhance cell death in breast cancer [11]. In detail, VRS enhanced the DTX-induced G2/M arrest in breast cancer MDAMB- 231 cells whereas the expression of cell cycle and apoptosis-associated proteins in MDA-MB-231 cells are noticed to be changed in association with VRS/ DTX treatments. The alteration of gene expression through DNA methylation and histone modification is considered to be a cause of resistance to DTX in cancer [12] where histone deacetylase inhibitors fill the gap for improving cancer treatment. In addition, treatment with VRS has also been shown to increase the cytotoxicity of various therapeutic agents, including taxol, through the relaxation of the chromatin structure and an increase in the sensitivity of a drug to its DNA target [13].

Despite the enhancement of therapeutic efficacy, combinational strategies are challenged by a variety of different drug pharmacokinetics, which may end up with an inconsistent drug uptake and suboptimal drug combination at the tumor sites. In the last decade, nanoparticles drew great attention not only for efficacy improvement but also for restriction of drawback such as experimental multidrug resistant or administration variety [9]. Methoxy-poly(ethylene glycol)-block-poly(L-aspartic acid) (PEG-b-PAsp) is a linear amphiphilic block co-polymer able to self-assemble into nanoparticles with a hydrophobic poly(L-aspartic acid) core and a hydrophilic PEG shell [14,15]. Owing to the protonation of the carboxylic group at low pH, anionic poly(L-aspartic acid) has been studied as potential pH-sensitive drug carrier [16,17]. The combination of this polyelectrolyte block copolymer on the surface of nanoparticles could be potential to boost the drug release in the acidic environment found in the endosomes of cancer cells [15,16,18-20]. Furthermore, the PEG shell could enable prolonged blood circulation and avoid the rapid elimination of nanoparticles [21,22].

In this work, both drugs were into the lipid core of a smart carrier, which was designed to revert from a favourable negative charge into a positive charge in acidic environment to improve binding of nanoparticles to the surface of cancer cells. The dynamic properties of carriers including particle size and morphology were characterized using dynamic light scattering (DLS) and transmission electron microscopy (TEM), respectively. In vitro drug release was evaluated to assess the dissolution rate of both drugs into different conditions. In addition, intracellular uptake was analysed using confocal imaging and flow cytometry and the in vitro cytotoxicity was conducted to check the activities of the drugs in single or combination. Finally, apoptosis studies were conducted to provide stronger evidence using nanoparticle-based combination therapy for the treatment of breast cancer.

Materials and Methods

DTX and VRS were purchased from LC Laboratories (MA, USA). Capryol 90 (Capryol) was from Gattefosse (Cedex, France). Coumarin-6 and Hoechst 33342 were purchased from Thermo Fisher Scientific (Waltham, MA, USA). 3-(4,5-Dimethylthiazol-2- yl)-2,5-diphenyl-tetrazolium bromide (MTT) and didecyldimethylammonium bromide (DDAB) were obtained from Sigma (St. Louis, MO, USA). D-α- tocopherol polyethylene glycol 1000 succinate (TPGS) was supplied by Isocheim (Vert le Petit, France). PEGb- PAsp (MW: 12 000) was purchased from Alamanda Polymers (Huntsville, AL, USA). All other chemicals were of reagent grade and were used without further purification.

All cell lines were cultured in Roswell Park Memorial Institute-1640 medium supplemented with 10 % fetal bovine serum and 1 % penicillin-streptomycin (Hyclone Laboratories, Logan, UT, USA), respectively. Cells were maintained at 37° in an atmosphere of 5 % CO2. The squamous cell carcinoma (SCC-7), human breast adenocarcinoma (MCF-7), and human Caucasian breast adenocarcinoma (MDA-MB-231) cells were originally obtained from the Korean Cell Line Bank (Seoul, South Korea).

Preparation of lipid polymer hybrid nanoparticles:

The modified emulsification method was used to fabricate lipid polymer hybrid nanoparticles (LPHs) [23]. Briefly, VRS and DTX were dissolved in melted lipid mixture consisted of Capryol 90, TPGS, DDAB in the ratio of 3:1:0.05. Then lipid solution was homogenously dispensed into 2 mg/ml PEG-b-PAsp solution using Ultra Turrax® T-25 homogenizer (IKA®- Werke, Staufen, Germany) for 3 min at 13 500 rpm. The sonication process at 90 % amplitude was applied to above dispersion using a high-intensity probe sonicator (Vibracell VCX130; Sonics, Newtown, CT, USA) for 5 min. The final suspension was purified by using a centrifugal tube (molecular weight cut-off 30 kDa) after cooling on ice.

Lyophilization of LPHs:

The LPHs dispersion was lyophilized using mannitol as a cryoprotectant (FDA5518, IlShin, South Korea). Before lyophilization, the dispersion was frozen at –20° for 3 h before further freezing at –80° overnight. Lyophilization was conducted at a temperature of −25° for 24 h, followed by a secondary drying phase for 12 h at 20°.

Physical characterization of nanoparticles:

A Zetasizer Nano-ZS90 was used to measure the particle size and zeta-potential of the nanoparticles. The formulation was diluted by distilled water prior to three replicate measurements. After negative staining dispersion with 2 % (w/v) phosphotungstic acid, nanoparticles were placed into copper grid and observed by TEM (H7600, Hitachi, Tokyo, Japan) [24].

To determine the quantity of drugs encapsulated in LPHs, an Amicon centrifugal ultrafiltration device (MWCO 10 kDa, Millipore, Billerica, MA, USA) was used to separate dispersion. The centrifugation was introduced for 15 min at 5000 rpm. The free drug in the bottom chamber of the device was collected and evaluated by using HPLC (Hitachi Ltd., Tokyo, Japan) with a UV/Vis detector (model L-2420). Each drug was analysed individually, DTX was eluted using a mobile phase (acetonitrile and phosphate buffer (pH=3) at a volume ratio of 60/40) and detected at wavelength of 232 nm [25] and for VRS, the mobile phase consisted of formic acid (0.1 %)/acetonitrile (60/40) and the detection wavelength was 241 nm [26].

To depict the crystal pattern of samples, the CuKα radiation source of X-ray diffractometer (X’Pert PRO MPD; PANalytical, Almelo, the Netherlands) was used to generate X-ray laser with a voltage of 40 kV, a current of 30 mA, and a scan step size of 0.02. The measurement was conducted three times; a representative pattern is shown [27].

The in vitro drug release study was conducted in two different pH conditions (phosphate-buffered saline, pH 7.4 and acetate-buffered saline, pH 5.5) under sink conditions at 37°. Two millilitres of formulation were added into dialysis membrane tubing (Spectra/Por; 3.5 kDa cutoff, CA, USA) and placed in 35 ml of release medium. At predetermined intervals, 0.5 ml samples of the release medium were withdrawn and another 0.5 ml fresh medium was subsequently added to maintain the volume. The drug in the release medium was quantified by the HPLC method as described above [14,28].

In vitro anticancer activity of nanoparticles:

Flow cytometry was used to examine the cellular uptake of LPHs. Coumarin-6, a fluorescent dye, was incorporated into LPHs to observe the internalization in SCC-7, MDA-MB-231 and MCF-7 cell lines. For this, cells were seeded in 12-well plates at the rate of 10×104 cells per well and incubated overnight. Subsequently, the cells were treated with Cou6-LPHs for different concentrations and incubation times. The cells were then trypsinised, collected, and suspended in flow cytometry buffer. The fluorescent intensity of the particles taken up was detected by using a FACSVerse flow cytometer (BD Biosciences, San Jose, CA, USA) [29,30].

The MTT assay was utilized to examine the toxicity of single drugs, combination drug, and formulations in cancer cell lines [7,31]. Cells were seeded in each well (5×103 cells/well) of a 96-well plates and grown overnight. The cells were then treated with free VRS, free DTX, the combination of free VRS and DTX, and VRS/DTX-LPH for 24 h. Drug-containing media were aspirated carefully and replaced with fresh growth media containing MTT solution (1.25 mg/ml); subsequently, the cells were incubated for a further period of 3 h. The crystals in each well was dissolved in 100 μl DMSO and the absorbance was measured using a microplate reader at 570 nm (Multiskan EX, Thermo Scientific, Waltham, MA, USA). Cell viability was calculated from the following formula, cell viability (%) = [OD570(sample)–OD570(blank)]/[OD570(control)– OD570(blank)]×100.

CalcuSyn software (Biosoft, Cambridge, UK) was used to calculate combination index based on the medianeffect principle for each combination corresponding to the cell viability from the MTT assay. Additivity, synergy, and antagonism were assigned according to CI values of 1.0, <1.0, and >1.0, respectively [32,33].

Induction of apoptosis in cells treated with drugs was determined using the Annexin-FITC/PI kit, which classifies the cells into four quadrants; subsequently, the percentages of early apoptotic cells (FITC positive/ PI negative), late apoptosis (FITC/PI positive), and necrotic (FITC negative/PI positive) were calculated. For sample preparation, a 6-well plate containing 1×105 cells/well was incubated for 24 h. Afterwards, each well was treated with the individual formulations, including free VRS, free DTX, free VRS/DTX combination, and VRS/DTX-LPH for 24 h at a concentration of 20 μM. The treated cells were harvested and rinsed before dispersing in 100 μl binding buffer and stained with PI (10 μl, 1 mg/ml) and Annexin-FITC (5 μl), vortexed and kept for binding. After 30 min, an additional 200 μl binding buffer was added and the suspension was analysed on a FACS-Verse flow cytometer (BD Biosciences, San Jose, CA, USA) [34,35].

The process of apoptosis was investigated by staining the cells with Hoechst 33342 (Sigma, USA). Cells were seeded at the rate of 105 cells/well in a 12-well plate. After incubation for 24 h, each well was treated with various samples, including free VRS, free DTX, free VRS/DTX combination, and VRS/DTX-LPH at 2 μM. Afterwards, the cells were rinsed twice with PBS and fixed in 10 % formaldehyde PBS for 20 min at room temperature. Cells were washed again before staining with Hoechst 33342 for 15 min in the dark. The Hoechst 33342-stained nuclei were observed on a fluorescence microscope (Nikon Eclipse Ti) [36,37].

Results and Discussion

As VRS and DTX are both hydrophobic drugs, they can be carried on a lipophilic, biocompatible vehicle with a high loading capacity to amplify their activity [4,38,39]. In the past few decades, lipid carriers have proven an attractive option through the incorporation of hydrophobic agents into the lipophilic matrix as an effective delivery system into the body [40,41]. In this study, Capryol 90, TPGS, DDAB was used to dissolve VRS, as well as DTX, with a high entrapment efficiency (73.7±2.1 % and 75.8±6.8 %, respectively). The total content of the two drugs was 3.46 % at a VRS/DTX molar ratio of 2:1. The ratio between the two drugs was selected owing to their biological synergism. In addition, the fabricated nanoparticles demonstrated favourable properties, such as small size (232.4±5.8 nm; figure 1A), narrow distribution (0.297±0.09), and negative charge (–21.8±2.9 mV). The negative charge of formulated particles indicated the presence of PEG-b-PAsp on the surface of the nanoparticles. The PEG chain prolonged the residence of carriers in the blood stream by avoiding opsonisation from the macrophage system [42,43]. In addition, in the mimic acidic environment of tumours, PEG-b-PAsp undergoes protonation-deprotonation cycles and it’s protonation destabilizes the polymeric shell of LPH [14]. Consequently, VRS/DTX-LPH exposed the cationic core, which could interact with the negatively charged cell membrane to increase uptake into the endosome [14]. The morphology of VRS/DTX-LPH was visible in the polymeric shell and the lipophilic core was seen in the TEM image (figure 1B). Moreover, the estimated particle size and size distribution observed in morphological images were consistent with DLS results.


Figure 1: Physical properties of VRS/DTX-LPH nanoparticles
(A) Particles size and distribution, (B) Morphological images, (C) X-ray diffraction patterns, (image) VRS; (image) DTX; (image) blank LPH; (image) VRS/DTX-LPH, and (D) in vitro drug release in ABS pH 5.5 and PBS pH 7.4, (image) VRS (pH 5.5); ( image) VRS (pH 7.4); (image) DTX (pH 5.5); (image) DTX (pH 7.4). Data expressed as the mean±SD (n=3); **p-value <0.01

The XRD data of free VRS, free DTX, blank LPH, and VRS/DTX-LPH are shown in figure 1C. Numerous sharp and intense peaks at various 2θ scattered angles indicated the highly crystalline nature of both drugs, whereas those characteristic peaks disappeared in the case of VRS/DTX-LPH. This absence could be explained by the transformation of drugs to an amorphous and molecular dispersion [44]. The transformed state of drug indicated the enhancement of drug distribution inside the lipid core via hydrophobic interaction, which could increase drug solubility and contribute to preservation of drugs for later release at the target site.

pH-dependent release profile of the dual drugincorporated LPH (VRS/DTX-LPH) is presented in figure 1D. Under equivalent conditions, the release rate of VRS was significantly faster than that of DTX (p <0.01). This could be attributable to the higher hydrophobicity of DTX (logP ~3) than VRS (logP ~2) [45,46]. In addition, there was a remarked increase in the percent VRS and DTX released from LPH in acidic conditions (pH 5.5) compared to that released under normal physiological environment (pH 7.0) after 24 h (p<0.01 in comparison of release percent in acidic and neutral pH of DTX). This phenomenon could be modulated by the protonation of the carboxylic group on the poly(L-aspartic acid) chains on the LPH surface [14,16]. Over 36 h, VRS and DTX were slowly released, approximately 42 and 25 % release occurred at pH 5.5, compared to 30 and 15 % at pH 7.0, respectively. The slower release in normal conditions may minimize the toxicity of anticancer drugs; conversely, once the drug was internalized into the endosome, additional release was triggered by the acidic environment. This strategy is considered as passively targeted drug delivery, enabling safer and more effective therapy.

The intracellular uptake of LPHs was characterized in vitro in three different cell lines (squamous cell carcinoma, SCC-7; human breast adenocarcinoma, MCF-7; human Caucasian breast adenocarcinoma, MDA-MB-231). Firstly, coumarin-6-loaded nanoparticles were incubated with cells to observe intracellular uptake using flow cytometry techniques. When the coumarin-6 concentration was increased from 1 to 5 μg/ml, the fluorescence intensity respectively increased in all cell lines, which demonstrated the increase of penetrated particles into cancer cells (figure 2A). In addition, figure 2B illustrated the accumulation of carriers in the cells after 15 min, which indicated the rapid internalization that increased with an increase in incubation time (30 and 60 min). Compared to the untreated cells, a remarkable increase in fluorescence intensity was recorded in all cell lines. Collectively, the data suggested that the uptake of carriers followed a time- and dose-dependent pattern.


Figure 2: Uptake of Cou-6-LPH nanoparticles as assessed by flow cytometry in SCC-7, MCF-7, and MDA-MB-231
Coumarin-6 uptake occurred (A) in a dose-dependent manner, (image ) control; ( image) 1 μg/ml; (image ) 2 μg/ml; (image ) 5 μg/ml and (B) in a time-dependent manner, (image ) control; (image ) 15 min; (image ) 30 min; (image ) 60 min

The MTT assay was conducted to evaluate the effect of the individual drugs, drug combination, or drugs loaded into LPH on different cell lines. Most treatments resulted in a dose-dependent effect in which the cell viability was reduced when the concentration increased (figure 3). Although the dose-dependent pattern was common to both drugs, the effect was not significantly different in MCF-7 and MDA-MB-231 when the cells were treated by DTX. This phenomenon could be explained by the resistance of breast cancer cells to Taxol through the escape of apoptosis pathways, efflux of the drug, or alteration of drug-binding sites [6,7]. Among the three cell lines, MDA-MB-231 was the least sensitivity to both VRS and DTX. In detail, at concentration of 30 μM, the cell viability of MDA-MB-231 was 42.55±9.61 % and 54.24±9.66 % when exposed to VRS and DTX, respectively. Notably, at the same drug concentration, the cells treated with the VRS/DTX combination were significantly inhibited. To determine the synergistic effects of the combination, the data were analysed by CalcuSync software. After screening at various concentrations, the calculated CI for the SCC-7, MCF-7, and MDA-MB-231 cancer cell lines were, 0.469, 0.698, and 0.453 (CI <1), respectively, at a VRS/DTX ratio of 2:1, which indicated the synergistic effect of the VRS and DTX combination. Furthermore, in comparison with the individual treatments, the combination of VRS and DTX induced higher cytotoxicity, especially in MDA-MB-231 cells. In contrast, in all three cell lines, the VRS/DTXLPH nanoparticles demonstrated better performance compared to the free individual drug or combination drug treatment. The small size and good internalization could contribute to the superiority of VRS/DTX-LPH. Moreover, interestingly, at a concentration of 1 μM, the free combined drugs achieved better activity. This could be attributable to the sustained release of drugs from the nanoparticles, which caused the effective concentration to be achieved much later.


Figure 3: In vitro cytotoxicity in SCC-7, MCF-7, MDA-MB-231 cells
In vitro cytotoxicity of 24 of exposure of blank LPH nanoparticles, free DTX, free VTS, VRS/DTX combination, and VRS/DTX-LPHs in (A) SCC-7, (B) MCF-7, and (C) MDAMB-231 cells image control; image VRS; image DTX; image VRS/DTX combination; image VRS/DTX-LPH; data expressed as mean±SD (n = 8); **p-value <0.01

Cellular apoptosis was assayed by flow cytometry to determine the changes of cells in the presence or absence of sample treatments (figure 4). As shown in figure 4, the control group for all cell lines, which were only exposed to media, showed negligible apoptotic and necrotic cells. In contrast, the apoptotic cell proportion was significantly increased after the treatment of free VRS, free DTX, or VRS/DTX-LPH. In terms of the free drug, VRS and DTX individually induced apoptosis in the treated cells; however, at a combination ratio 2:1, the number of observed early and late apoptotic cell was augmented. The data in MCF-7 cells clearly showed approximately 47 % for VRS and DTX and 72 % for the VRS/DTX combination. Similar results were obtained in SCC-7 and MDA-MB-231, although the differences were slightly smaller. In another comparison, the apoptotic study also was conducted for different concentrations and incubation times of VRS/ DTX-LPH. Among the drug-loaded LPHs, apoptosis was induced at a higher rate with higher incubation time or concentration, which was attributable to the enhancement of intracellular uptake. In comparison with the free VRS/DTX combination, cancer cells reproduced the apoptosis pattern underwent treatment of drug-loaded LPH, as indicated by a similar number of apoptotic cells. Those results were consistent with the intracellular uptake and in vitro cytotoxicity studies.


Figure 4: Cellular apoptosis under flow cytometry
Analysis of cellular apoptosis by flow cytometry after treatment for 24 h with 20 μM each of free DTX, free VTS, VRS/DTX combination and VRS/DTX-LPHs

Finally, to determine the change in the morphology of cell nuclei that may occur in apoptosis, Hoechst 33342 staining was used. It is normal to see fairly smooth and homogenous nuclei, as in the case of untreated cells, but nuclear fragmentation and apoptotic bodies were detected in drug-treated cells (figure 5). A bright blue fluorescent condensed nucleus was a feature of cells treated with VRS, whereas nuclear fragmentation tended to occur in cells treated with DTX. Both phenomena simultaneously observed in the cell-treated combined drugs and optimized formulation. The specific mechanism at the molecular level indicated that VRS induced an augment in the expression of acetylated tubulin, which could enhance apoptosis and was also related to DTX activity [11].


Figure 5: Nuclear apoptosis under fluorescent microscopy
Nuclear apoptosis assay using fluorescent microscopy after treatment for 24 h with 2 μM each of free DTX, free VTS, VRS/DTX combination and VRS/DTX-LPHs nanoparticles

In summary, a simple drug delivery system for combination chemotherapy was developed. The nanoparticles of the VRS/DTX-LPH formulation were fabricated with a small size, high payload capacity, and the ability for controlled drug release. The welldesigned combination formulation greatly enriched the activity of individual drugs, through synergistic effects that were measured in the experimental data. These results demonstrated that the successful incorporation of VRS and DTX LPHs demonstrated the potential to overcome drug resistance and also improve the anticancer efficacy of chemotherapy.